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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-20
  • FL RA
    APPROVED
    Since 2022-01-20

Branch Locations

3410 Henderson Blvd. Suite 200, Tampa, FL 33609 • United States

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2018 01/2022
Nitor Solutions Clemmons NC 10/2017 05/2018
Great Lakes Case & Cabinet Company, Inc Edinboro PA 04/2014 05/2017
Unemployed Tampa FL 06/2017 09/2017
Unemployed Tampa FL 06/2018 09/2018
Lpl Financial Llc Tampa FL 01/2022 Present
Iht Wealth Management, Llc Tampa FL 01/2022 Present
  • 09/2018 → 01/2022
    St Louis, MO
  • 10/2017 → 05/2018
    Nitor Solutions
    Clemmons, NC
  • 04/2014 → 05/2017
    Great Lakes Case & Cabinet Company, Inc
    Edinboro, PA
  • 06/2017 → 09/2017
    Unemployed
    Tampa, FL
  • 06/2018 → 09/2018
    Unemployed
    Tampa, FL
  • 01/2022 → Present
    Lpl Financial Llc
    Tampa, FL
  • 01/2022 → Present
    Tampa, FL
Previous Registrations
  • 2018-11-05 → 2022-01-14
    Tampa, FL
    St Louis, MO
    Tampa, FL
    Tampa, FL
Other Businesses

1)01/13/2022 - IHT Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/28/2022 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/2022 - 120 Hours Per Month/120 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-01
  • S66 Uniform Combined State Law Examination
    2018-11-01
Other Names
  • Adrien Daniel Brand

View on SEC IAPD

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