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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-14
  • TX RA
    APPROVED
    Since 2026-05-14

Branch Locations

Houston, TX • United States

3040 Post Oak Blvd Suite 1150, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nextseed Management Llc Houston TX 02/2018 11/2019
Self-Employed Houston TX 09/2016 02/2018
Hardam Hotels Houston TX 03/2017 09/2017
Guardian Life Insurance Company Houston TX 11/2023 Present
Park Avenue Securities Llc Houston TX 04/2024 Present
Unemployed Houston TX 12/2019 09/2023
Wealth Design Group Houston TX 10/2023 10/2023
  • 02/2018 → 11/2019
    Nextseed Management Llc
    Houston, TX
  • 09/2016 → 02/2018
    Self-Employed
    Houston, TX
  • 03/2017 → 09/2017
    Hardam Hotels
    Houston, TX
  • 11/2023 → Present
    Guardian Life Insurance Company
    Houston, TX
  • 04/2024 → Present
    Houston, TX
  • 12/2019 → 09/2023
    Unemployed
    Houston, TX
  • 10/2023 → 10/2023
    Wealth Design Group
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-08
S63 Uniform Securities Agent State Law Examination 2019-06-28
  • S66 Uniform Combined State Law Examination
    2026-05-08
  • S63 Uniform Securities Agent State Law Examination
    2019-06-28
Other Names
  • Josephine A Tran

View on SEC IAPD

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