Douglas Keith Moss

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

Current Employers

On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-03-11
MI	RA	APPROVED	2026-03-09
NV	RA	APPROVED	2026-03-09
CO	RA	APPROVED	2026-03-06
CA	RA	APPROVED	2026-03-05
MD	RA	APPROVED	2026-03-05

AZ RA
APPROVED

Since 2026-03-11
MI RA
APPROVED

Since 2026-03-09
NV RA
APPROVED

Since 2026-03-09
CO RA
APPROVED

Since 2026-03-06
CA RA
APPROVED

Since 2026-03-05
MD RA
APPROVED

Since 2026-03-05

Branch Locations

Oakland, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones Investments	Walnut Creek	CA	09/2018	06/2023
Doug Moss Consulting	Oakland	CA	01/2013	09/2018
Parallel Advisors, Llc	San Francisco	CA	06/2023	10/2025
O.N. Investment Management Company	Cincinnati	OH	03/2026	Present
Unemployed	Oakland	CA	11/2025	02/2026

09/2018 → 06/2023

Edward Jones Investments

Walnut Creek, CA
01/2013 → 09/2018

Doug Moss Consulting

Oakland, CA
06/2023 → 10/2025

Parallel Advisors, Llc

San Francisco, CA
03/2026 → Present

O.N. Investment Management Company

Cincinnati, OH
11/2025 → 02/2026

Unemployed

Oakland, CA

Previous Registrations

2023-06-16 → 2025-12-01

Parallel Advisors, Llc

San Francisco, CA
2018-12-24 → 2023-06-19

Edward Jones

Oakland, CA

St Louis, MO

Oakland, CA

Oakland, CA

Walnut Creek, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-20

S66 Uniform Combined State Law Examination

2018-12-20

View on SEC IAPD