Douglas Eugene Hawk

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2005-06-21
TX	RA	APPROVED_RES	2005-06-21

FL RA
APPROVED

Since 2005-06-21
TX RA
APPROVED_RES

Since 2005-06-21

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	02/2005	Present

02/2005 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Other Businesses

I*1701338, Entity Type: Entity Charitable, Name of OBA: NEW BEGINNINGS MINISTRIES OF JACKSONVILLE, INC., Address: Jacksonville,Florida 32206, Investment Related: N, Position, Title, Association: Officer,Other, Employee Start Date: 01/01/2007, No Hours: 14, No Hours during trading: 0, Duties: I am the Minister of Music. I have no active role in running the business side of the organization.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-17

S66 Uniform Combined State Law Examination

2005-06-17

View on SEC IAPD