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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2026-02-12 |
Branch Locations
Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States
Guaynabo, PR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Guaynabo | PR | 02/2019 | 02/2026 |
| University Of Puerto Rico, Rio Piedras Campus | Rio Piedras | PR | 08/2015 | 09/2017 |
| Talent Link | Miami | FL | 09/2017 | 03/2018 |
| University Of Puerto Rico, Rio Piedras Campus | Rio Piedras | PR | 03/2018 | 07/2018 |
| Unemployed | Guaynabo | PR | 07/2018 | 09/2018 |
| Ubs Financial Services Inc. Of Puerto Rico | San Juan | PR | 08/2018 | 01/2019 |
| Cvi Che | Miami | FL | 11/2017 | 12/2017 |
| Jc Penney | San Juan | PR | 10/2016 | 01/2017 |
| Massachusetts Mutual Life Insurance Company | San Juan | PR | 02/2026 | Present |
| Mml Investors Services, Llc | San Juan | PR | 02/2026 | Present |
(1) Name: DoorDash Inv Rel: N Add: Residential Address Nature: Food Delivery Position: Driver Start Date: 12/01/2025 No Hrs/Mo: 1 No/Hrs Mo dur trading: 0 Describe Duties: Delivering Food. (2) Name: Victoria Caraballo-Martinez Inv Rel: N Add: Guaynabo, PR 00969 Nature: Rental Income Position: Home Owner Start Date: 09/10/2024 No Hrs/Mo: 1 No/Hrs Mo dur trading: 0 Describe Duties: Collect rent and home repairs only when necessary.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-13 |
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