Richard Woodruff Chewning

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 12/2018
  Scana Corporation
  Cayce, SC
• 08/2018 → 10/2023
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2018 → 10/2023
  Northwestern Mutual Investment Services Llc
  Columbia, SC
• 12/2019 → 10/2023
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 11/2023 → Present
  Mml Investors Services, Llc
  Columbia, SC
• 10/2023 → Present
  Massmutual Life Insurance Company
  Columbia, SC

Other Businesses

1)NAME: Dillion Chewning, INV REL: Y, ADD: At Residential Address, NATURE: Trustee, POSITION: Executor, START DATE: 04/16/2024, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 2, DUTIES: Execute the will and trust document in the event of client death. 2)NAME: HG WEALTH ADVISORS, LLC INV REL: Y ADD: 1901 MAIN ST., STE 1475, COLUMBIA, SC 29201 NATURE/DUTIES: OWNER OF LLC ESTABLISHED FOR THE OPERATIONAL AGREEMENT OF THE DBA INCLUDING PAYING EXPENSES POSITION: OWNER START DATE: 11/18/2024 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-11-27
• S63 Uniform Securities Agent State Law Examination
  2019-02-01

Other Names

• Dillon Chewning
• Dillon Chewning