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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-09-29
  • WI RA
    APPROVED
    Since 2020-09-29

Branch Locations

Milton, WI • United States

3447 Mt Zion Ave, Janesville, WI 53546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walgreens Fort Atkinson WI 11/2007 12/2018
Thrivent Investment Management Inc Janesville WI 09/2018 Present
Thrivent Financial Appleton WI 02/2019 04/2019
Thrivent Financial Appleton WI 04/2019 Present
  • 11/2007 → 12/2018
    Walgreens
    Fort Atkinson, WI
  • 09/2018 → Present
    Janesville, WI
  • 02/2019 → 04/2019
    Thrivent Financial
    Appleton, WI
  • 04/2019 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-28
S63 Uniform Securities Agent State Law Examination 2019-02-01
  • S66 Uniform Combined State Law Examination
    2020-09-28
  • S63 Uniform Securities Agent State Law Examination
    2019-02-01

View on SEC IAPD

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