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Tianyi Hao

J.P. Morgan Securities LLC

San Jose, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-05
GA RA APPROVED 2022-05-09
CA RA APPROVED 2022-05-06
  • TX RA
    APPROVED_RES
    Since 2025-11-05
  • GA RA
    APPROVED
    Since 2022-05-09
  • CA RA
    APPROVED
    Since 2022-05-06

Branch Locations

6471 Ste 50 Almaden Expy, San Jose, CA 95120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Palo Alto CA 08/2018 01/2021
Jpmorgan Chase Bank Palo Alto CA 01/2020 12/2021
Unemployed Santa Clara CA 09/2017 05/2018
Cathay Rock Investment Management Beijing 08/2017 09/2017
Unemployed Santa Clara CA 08/2016 08/2017
Unemployed San Francisco CA 05/2018 08/2018
J.P. Morgan Securities Llc San Jose CA 01/2022 04/2022
J.P. Morgan Chase Bank San Jose CA 04/2022 Present
J.P. Morgan Securities Llc San Jose CA 04/2022 Present
  • 08/2018 → 01/2021
    Jpmorgan Chase Bank, N.A.
    Palo Alto, CA
  • 01/2020 → 12/2021
    Jpmorgan Chase Bank
    Palo Alto, CA
  • 09/2017 → 05/2018
    Unemployed
    Santa Clara, CA
  • 08/2017 → 09/2017
    Cathay Rock Investment Management
    Beijing
  • 08/2016 → 08/2017
    Unemployed
    Santa Clara, CA
  • 05/2018 → 08/2018
    Unemployed
    San Francisco, CA
  • 01/2022 → 04/2022
    J.P. Morgan Securities Llc
    San Jose, CA
  • 04/2022 → Present
    J.P. Morgan Chase Bank
    San Jose, CA
  • 04/2022 → Present
    J.P. Morgan Securities Llc
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-26
S63 Uniform Securities Agent State Law Examination 2018-11-13
  • S66 Uniform Combined State Law Examination
    2022-03-26
  • S63 Uniform Securities Agent State Law Examination
    2018-11-13
Other Names
  • Tony Hao

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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