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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-10-09 |
Branch Locations
197 Okatie Village Dr, Bluffton, SC 29909 • United States
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Carlsbad | CA | 08/2018 | 08/2025 |
| Bank Of America | Carlsbad | CA | 05/2018 | 08/2018 |
| Jpmorgan Chase Bank, N.A. | Carsbad | CA | 08/2018 | 08/2025 |
| Bank Of America | Jacksonville | NC | 01/2015 | 04/2018 |
| Wells Fargo Clearing Services, Llc | Hilton Head Island | SC | 08/2025 | Present |
| Wells Fargo Bank, Na | Hilton Head Island | SC | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-28 |
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