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Gerald John Hollmann

LPl Enterprise, LLC

New Haven, CT

Shelton, CT

CRD 7006880

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-29
  • CT RA
    APPROVED
    Since 2025-10-29

Branch Locations

New Haven, CT • United States

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Shelton CT 08/2018 11/2024
Hollmann Manufacturing Technologies, Llc Cheshire CT 03/2007 Present
Prudential Insurance Company Of America Shelton CT 03/2019 Present
Lpl Enterprise, Llc Shelton CT 11/2024 Present
  • 08/2018 → 11/2024
    Pruco Securities, Llc.
    Shelton, CT
  • 03/2007 → Present
    Hollmann Manufacturing Technologies, Llc
    Cheshire, CT
  • 03/2019 → Present
    Prudential Insurance Company Of America
    Shelton, CT
  • 11/2024 → Present
    Shelton, CT
Other Businesses

1) 11/25/2024- Hollmann Manufacturing Technologies, LLC- This is a manufacturing representative business involved in engineering, design, and sale of medical devices and components. I work with manufacturers to get their products approved at Medical Device and component companies. Once the product is approved by engineering, I work with purchasing to provide a quote and take an order. I receive a commission from my principal once payment has been received from our customer. I do not take custody of any money in this process- Business Entity for Tax/Investment Purposes Only- Not INV Related- Shelton, CT- Start Date 11/25/2024- 10hrs/mth- 0hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-28
S63 Uniform Securities Agent State Law Examination 2019-01-18
  • S65 Uniform Investment Adviser Law Examination
    2025-10-28
  • S63 Uniform Securities Agent State Law Examination
    2019-01-18
Other Names
  • Jerry John Hollmann
  • Jerry John Hollman

View on SEC IAPD

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