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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-10-29 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Shelton | CT | 08/2018 | 11/2024 |
| Hollmann Manufacturing Technologies, Llc | Cheshire | CT | 03/2007 | Present |
| Prudential Insurance Company Of America | Shelton | CT | 03/2019 | Present |
| Lpl Enterprise, Llc | Shelton | CT | 11/2024 | Present |
1) 11/25/2024- Hollmann Manufacturing Technologies, LLC- This is a manufacturing representative business involved in engineering, design, and sale of medical devices and components. I work with manufacturers to get their products approved at Medical Device and component companies. Once the product is approved by engineering, I work with purchasing to provide a quote and take an order. I receive a commission from my principal once payment has been received from our customer. I do not take custody of any money in this process- Business Entity for Tax/Investment Purposes Only- Not INV Related- Shelton, CT- Start Date 11/25/2024- 10hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-18 |
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