Best Investors Account Sign in
Inactive

John Hathaway

Hathaway Financial LLC

San Jose, CA

Claim This Profile
Current Employers
Hathaway Financial Llc

San Jose, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-09-18
  • CA RA
    APPROVED
    Since 2018-09-18

Branch Locations

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hathaway Financial Llc San Jose CA 05/2018 Present
Netflix Los Gatos CA 06/2012 03/2018
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-14
  • S65 Uniform Investment Adviser Law Examination
    2018-06-14

View on SEC IAPD

More in San Jose, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor