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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-10-01
  • SC RA
    APPROVED
    Since 2024-10-01

Branch Locations

Anderson, SC • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clemson University Clemson SC 08/2016 05/2017
Carolina Ale House Greenville SC 05/2017 08/2017
Clemson University Clemson SC 08/2017 05/2018
Carolina Ale House Greenville SC 05/2018 07/2018
Fintrust Brokerage Services, Llc Greenville SC 08/2018 09/2024
Fintrust Capital Advisors Greenville SC 06/2021 09/2024
Wealth Enhancement Group Anderson SC 10/2024 Present
Wealth Enhancement Advisory Services Anderson SC 10/2024 Present
  • 08/2016 → 05/2017
    Clemson University
    Clemson, SC
  • 05/2017 → 08/2017
    Carolina Ale House
    Greenville, SC
  • 08/2017 → 05/2018
    Clemson University
    Clemson, SC
  • 05/2018 → 07/2018
    Carolina Ale House
    Greenville, SC
  • 08/2018 → 09/2024
    Fintrust Brokerage Services, Llc
    Greenville, SC
  • 06/2021 → 09/2024
    Fintrust Capital Advisors
    Greenville, SC
  • 10/2024 → Present
    Wealth Enhancement Group
    Anderson, SC
  • 10/2024 → Present
    Wealth Enhancement Advisory Services
    Anderson, SC
Previous Registrations
  • 2021-06-08 → 2024-10-03
    Fintrust Capital Advisors, Llc
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-04
  • S66 Uniform Combined State Law Examination
    2021-06-04
Other Names
  • Holland Leah Church

View on SEC IAPD

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