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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-07-31 |
| TX | RA | APPROVED | 2019-07-11 |
Branch Locations
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life | Spring | TX | 09/2012 | Present |
| Bankers Life Securities | Spring | TX | 08/2018 | Present |
| Bankers Life Advisory Services | Spring | TX | 07/2019 | Present |
BANKERS LIFE & CASUALTY POSITION: Unit Field Trainer NATURE: sell Medicare insurance, long-term care insurance, life insurance, and annuities INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 70 START DATE: 09/13/2012 ADDRESS: 711 W Bay Area Blvd. Suite 300, Webster TX 77598, United States DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. MAHAJAN SHAH LLC POSITION: member NATURE: car repair; gas station/convenience store; used car sales 10 employees total, including my husband, my mother, my father, and my uncle The other members of Mahajan Shah LLC include my mother, my father, my husband, two uncles, and one aunt. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 1603 I-45 South, Conroe TX 77301, United States DESCRIPTION: My spouse and parents own a car repair and gas station, which is the LLC. I have invested money in the business, for which I receive interest. I do not participate in any way in the running of the business or its decisions. There are no expectations or requirements of me in this business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-05 |
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