Best Investors Account Sign in

Jessica Han

Cetera Investment Advisers LLC

Flushing, NY

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

44-43 Kissena Blvd, Flushing, NY 11355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank Flushing NY 03/2010 09/2016
Flushing Bank Flushing NY 09/2016 Present
Cetera Investment Services Llc St. Cloud MN 08/2018 Present
Cetera Investment Advisers Llc Flushing NY 02/2019 Present
  • 03/2010 → 09/2016
    Td Bank
    Flushing, NY
  • 09/2016 → Present
    Flushing Bank
    Flushing, NY
  • 08/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 02/2019 → Present
    Cetera Investment Advisers Llc
    Flushing, NY
Other Businesses

1.) FLUSHING CENTRAL LIONS CLUB INTERNATIONAL, FIRST VICE PRESIDENT, COMMUNITY SERVICE, 1/HR/WK; 2.) NOTARY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-08
  • S66 Uniform Combined State Law Examination
    2019-02-08

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
LATITUDE ADVISORS, LLC
LPL FINANCIAL LLC
SANTANDER SECURITIES LLC
ACORN CAPITAL PARTNERS, LLC
TACTICAL ROTATION MANAGEMENT, LLC
PFS INVESTMENTS INC.
CHARLES SCHWAB & CO., INC.

Other Investors

Vidya V Jaggernauth
Irene E. Khane
MICHAEL JEFF
DAWN SHERI WEST
Esteban Santos
Peter J Costa
THOMAS JAMES HORAN
Matthew Ryan Seymour

Other Offices

J.P. MORGAN SECURITIES LLC · FLUSHING, NY
LATITUDE ADVISORS, LLC · Flushing, NY
LPL FINANCIAL LLC · KEW GARDENS, NY
J.P. MORGAN SECURITIES LLC · FLUSHING, NY
SANTANDER SECURITIES LLC · Flushing, NY
ACORN CAPITAL PARTNERS, LLC · FOREST HILLS, NY
LPL FINANCIAL LLC · FOREST HILLS, NY
LPL FINANCIAL LLC · FOREST HILLS, NY

More in Flushing, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor