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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-21 |
| TX | RA | APPROVED | 2026-01-21 |
Branch Locations
10 S Dearborn St. Floor 13, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Palatine | IL | 06/2014 | 01/2023 |
| U.S. Bancorp Investments, Inc. | Palatine | IL | 08/2018 | 10/2020 |
| J.P. Morgan Securities Llc | Lake Zurich | IL | 01/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Lake Zurich | IL | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-09 |
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