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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-09-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsburgh | PA | 08/2018 | 06/2024 |
| Indiana University Of Pennsylvania | Indiana | PA | 08/2016 | 05/2018 |
| Kimmel Bros Farms Llc | Home | PA | 09/2006 | 08/2018 |
| Bank Of America, N.A. | Pittsburgh | PA | 10/2018 | 06/2024 |
| New York Life Insurance Company | Pittsburgh | PA | 08/2024 | Present |
| Nylife Securities Llc | Pittsburgh | PA | 09/2024 | Present |
| Eagle Strategies Llc | Pittsburgh | PA | 09/2024 | Present |
| Ruby Financial Group | Indiana | PA | 10/2024 | Present |
[United Way of Indiana County; The important work of the United Way of Indiana County focuses on children and their families in the arenas of education, health, financial stability and strong foundation of community.; 799 Old Rte 119 Hwy N, Indiana, PA 15701; Start Date 03/2019; Role/Title: Volunteer; Not Investment Related; 3 hours per month; 1 hours per month during securities trading hours; community member volunteer at large. I volunteer with different UWIC events throughout the year. It may be set up or take down for events, carrying or pick up. Anything the United Way may need assistance with events they hold throughout the year] [Salvation Army; 635 Water Street, Indiana, PA 15701; volunteer ; volunteer time to serving Thanksgiving Dinner and gift distribution for Angel Tree Program; start 11/2020; 1 hour per month, 0 hours during securities trading hours; non-investment related] [Indiana University of Pennsylvania Eberly College of Business Advisory Council; 664 Pratt Drive, Indiana, PA 15705; volunteer; serve on a team of people in the workplace to provide feedback to better their student experience in preparing for the workplace and business world.; 1 hour per month, 0 hours during securities trading hours; non-investment related] [Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; 531 Philadelphia Street, Indiana, PA 15701; commissions; 5 hours per month, 5 hours during securities trading hours; insurance related] [OPERATING UNDER THE DBA NAME OF RUBY FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (INDIANA, PA); START DATE: 10/2024]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-19 |
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