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Shannon Jo Kimmel

Eagle Strategies LLC

Indiana, PA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-12
  • PA RA
    APPROVED
    Since 2024-09-12

Branch Locations

531 Philadelphia St, Indiana, PA 15701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 08/2018 06/2024
Indiana University Of Pennsylvania Indiana PA 08/2016 05/2018
Kimmel Bros Farms Llc Home PA 09/2006 08/2018
Bank Of America, N.A. Pittsburgh PA 10/2018 06/2024
New York Life Insurance Company Pittsburgh PA 08/2024 Present
Nylife Securities Llc Pittsburgh PA 09/2024 Present
Eagle Strategies Llc Pittsburgh PA 09/2024 Present
Ruby Financial Group Indiana PA 10/2024 Present
  • 08/2018 → 06/2024
    Pittsburgh, PA
  • 08/2016 → 05/2018
    Indiana University Of Pennsylvania
    Indiana, PA
  • 09/2006 → 08/2018
    Kimmel Bros Farms Llc
    Home, PA
  • 10/2018 → 06/2024
    Bank Of America, N.A.
    Pittsburgh, PA
  • 08/2024 → Present
    New York Life Insurance Company
    Pittsburgh, PA
  • 09/2024 → Present
    Nylife Securities Llc
    Pittsburgh, PA
  • 09/2024 → Present
    Pittsburgh, PA
  • 10/2024 → Present
    Ruby Financial Group
    Indiana, PA
Previous Registrations
Other Businesses

[United Way of Indiana County; The important work of the United Way of Indiana County focuses on children and their families in the arenas of education, health, financial stability and strong foundation of community.; 799 Old Rte 119 Hwy N, Indiana, PA 15701; Start Date 03/2019; Role/Title: Volunteer; Not Investment Related; 3 hours per month; 1 hours per month during securities trading hours; community member volunteer at large. I volunteer with different UWIC events throughout the year. It may be set up or take down for events, carrying or pick up. Anything the United Way may need assistance with events they hold throughout the year] [Salvation Army; 635 Water Street, Indiana, PA 15701; volunteer ; volunteer time to serving Thanksgiving Dinner and gift distribution for Angel Tree Program; start 11/2020; 1 hour per month, 0 hours during securities trading hours; non-investment related] [Indiana University of Pennsylvania Eberly College of Business Advisory Council; 664 Pratt Drive, Indiana, PA 15705; volunteer; serve on a team of people in the workplace to provide feedback to better their student experience in preparing for the workplace and business world.; 1 hour per month, 0 hours during securities trading hours; non-investment related] [Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; 531 Philadelphia Street, Indiana, PA 15701; commissions; 5 hours per month, 5 hours during securities trading hours; insurance related] [OPERATING UNDER THE DBA NAME OF RUBY FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (INDIANA, PA); START DATE: 10/2024]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-19
  • S66 Uniform Combined State Law Examination
    2019-02-19
Other Names
  • Shannon Jo Farren
  • Shannon Farren
  • Shannon Kimmel

View on SEC IAPD

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