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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-01-21
  • MD RA
    APPROVED
    Since 2022-01-21

Branch Locations

100 International Dr, Baltimore, MD 21202 • United States

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bedminster NJ 10/2016 12/2019
Unemployed Hillsborough NJ 06/2016 09/2016
Bank Of America, N.A. Bedminster NJ 10/2018 11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 11/2021 Present
Previous Registrations
Other Businesses

I*606240, Entity Type: Entity For Profit, Name of OBA: Rental Property 1, Address: Cary, North Carolina 27519, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 08/01/2016, No Hours: 1, No Hours during trading: 1, Duties: Owner of Rental Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21
Other Names
  • Surbhi Satsangi

View on SEC IAPD

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