Best Investors Account Sign in

Michael Francis Horne

Morgan Stanley

Dallas, TX

CRD 7005618

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-19
  • TX RA
    APPROVED
    Since 2019-09-19

Branch Locations

8383 Preston Center Plaza Suite 400, Dallas, TX 75225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Christian University Fort Worth TX 08/2014 05/2018
Unemployed Germantown TN 05/2018 11/2018
Jimmy Johns Fort Worth TX 09/2016 04/2017
Axa Advisors, Llc New York NY 11/2018 07/2019
Morgan Stanley Dallas TX 09/2019 Present
Morgan Stanley Private Bank, N.A New York NY 03/2025 Present
  • 08/2014 → 05/2018
    Texas Christian University
    Fort Worth, TX
  • 05/2018 → 11/2018
    Unemployed
    Germantown, TN
  • 09/2016 → 04/2017
    Jimmy Johns
    Fort Worth, TX
  • 11/2018 → 07/2019
    Axa Advisors, Llc
    New York, NY
  • 09/2019 → Present
    Dallas, TX
  • 03/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-01
S63 Uniform Securities Agent State Law Examination 2019-01-20
  • S65 Uniform Investment Adviser Law Examination
    2019-03-01
  • S63 Uniform Securities Agent State Law Examination
    2019-01-20
Other Names
  • Michael Horne

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Dallas, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor