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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Asset Management | Minneapolis | MN | 09/2018 | 12/2018 |
| Herbert Financial Services | Conroe | TX | 06/2018 | 09/2018 |
| Northwestern State University | Natchitoches | LA | 06/2014 | 05/2018 |
| Cetera Advisors | Denver | CO | 12/2018 | 02/2024 |
| Hebert Financial Services | Conroe | TX | 06/2018 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2024 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2022 AS ADVISORY REP OF AN RIA. INV REL, 160 HR/MO 120 HR/MO TRADING 2) HEBERT FINANCIAL SERVICES, 2751 SOUTH LOOP 336 WEST CONROE TX, 06/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 20 HR/MO 10 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-03-15 |
| S65 | Uniform Investment Adviser Law Examination | 2018-07-28 |
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