Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Orland Park | IL | 09/2018 | 05/2025 |
| University Of Illinois At Chicago | Chicago | IL | 01/2017 | 09/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 04/2026 | Present |
| Olivet Nazarene University | Oak Lawn | IL | 02/2023 | 06/2024 |
| University Of Illinois | Chicago | IL | 01/2015 | 05/2018 |
| Unemployed | Oak Lawn | IL | 10/2018 | 01/2023 |
| Unemployed | Oak Lawn | IL | 06/2025 | 03/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-08 |
Reach out to this advisor