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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-27 |
| AR | RA | APPROVED | 2025-01-24 |
Branch Locations
425 W Capitol Ave Ste 1215, Little Rock, AR 72201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Little Rock | AR | 02/2019 | 01/2025 |
| Northwestern Mutual Investment Services Llc | Little Rock | AR | 08/2018 | 01/2025 |
| Northwestern Mutual Wealth Management Company | Little Rock | AR | 03/2020 | 01/2025 |
| University Of Little Rock Arkansas | Litterock | AR | 08/2016 | 12/2019 |
| Massmutual Life Insurance Co | Little Rock | AR | 12/2024 | Present |
| Mml Investors Services, Llc | Little Rock | AR | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-04-13 |
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