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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-03-11
  • FL RA
    APPROVED
    Since 2020-03-11

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

2250 Lucien Way Suite 200, Maitland, FL 32751 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2018 09/2019
Northwestern Mutual Investment Services Llc Orlando FL 12/2018 09/2019
Golf Channel Orlando FL 07/2011 10/2018
J.W. Cole Financial, Inc. Tampa FL 09/2019 Present
J.W. Cole Advisors, Inc. Tampa FL 02/2020 Present
  • 10/2018 → 09/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2018 → 09/2019
    Northwestern Mutual Investment Services Llc
    Orlando, FL
  • 07/2011 → 10/2018
    Golf Channel
    Orlando, FL
  • 09/2019 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 02/2020 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Other Businesses

1) FIXED INSURANCE 2) 360 FINANCIAL FIRM, LLC -DBA; INVESTMENT RELATED; 2250 Lucien Way Suite 200, Maitland, FL 32751; FINANCIAL SERVICES, REGISTERED REPRESENTATIVE, 10/2019, 120 HOURS PER MONTH DEVOTED, 120 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS, REGISTERED REPRESENTATIVE 3) UBER, NON-INVESTMENT RELATED, 9151 LEELAND ARCHER BLVD. ORLANDO, FL 32836, TRANSPORTATION, OWNER, 10/2018, 5 HOURS PER MONTH DEVOTED, 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS 4) POA for Mother

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-12
  • S66 Uniform Combined State Law Examination
    2020-02-12
Other Names
  • Tom Dirscherl

View on SEC IAPD

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