Stephani Gayle Garrison

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 12/2023
  Berthel Fisher & Company Financial Services, Inc.
  Carlisle, IA
• 07/2013 → 08/2018
  Terry Ebaugh State Farm Agency
  Cedar Rapids, IA
• 03/2021 → 12/2023
  Bfc Planning, Inc.
  Carlisle, IA
• 12/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2023 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 12/2023 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 12/2023 → Present
  Cetera Financial Specialists Llc
  Schaumberg, IL

Previous Registrations

• 2021-03-30 → 2023-12-18
  Bfc Planning, Inc.
  Phoenix, AZ
  Cedar Rapids, IA
  Carlisle, IA

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-19
• S63 Uniform Securities Agent State Law Examination
  2019-12-13

Other Names

• Stephani Gayle Bozek