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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-06-27 |
Branch Locations
10500 Ne 8Th Street Suite 1600, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Market | Kirkland | WA | 01/2018 | 02/2020 |
| Bella Balducci Mediterranean Cruisine | Kirkland | WA | 01/2018 | 12/2018 |
| Red Apple Market | Kirkland | WA | 06/2016 | 12/2017 |
| University Of Washington | Seattle | WA | 09/2014 | 06/2018 |
| Wells Fargo Clearing Services, Llc | Bellevue | WA | 10/2022 | 05/2024 |
| Wells Fargo Bank, Na | Bellevue | WA | 03/2020 | 05/2024 |
| Equitable Advisors, Llc | New York | NY | 06/2024 | Present |
| Axa Advisors, Llc | New York | NY | 09/2018 | 03/2019 |
| Haggen's Market | Woodinville | WA | 06/2020 | 10/2020 |
| Instacart | Redmond | WA | 07/2024 | Present |
06/2022 to Present - Ebay; Non-Investment Related; 13832 NE 66th St, Apt. 606, Redmond, WA 98052; Resale Website; Sells CDs and Vinyl Records inventory; 1 hour per month. 7/2024Instacart 13832 NE 66th St Apt 606 Redmond, WA 98052, Instacart driver approx 8 hrs mo., $500 annual comp.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-18 |
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