Best Investors Account Sign in
Claim This Profile
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-03
IA RA APPROVED 2020-10-01
  • TX RA
    APPROVED
    Since 2022-01-03
  • IA RA
    APPROVED
    Since 2020-10-01

Branch Locations

4140 Grand Avenue, Des Moines, IA 50312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vision Financial Group Des Moines IA 08/2018 Present
Sherwin-Williams North Liberty, Ia, Ames, Ia, West Des Moines, Ia IA 05/2007 08/2018
Voya Financial Advisors, Inc. Des Moines IA 03/2020 05/2020
Cambridge Investment Research, Inc. Fairfield IA 05/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2020 Present
  • 08/2018 → Present
    Vision Financial Group
    Des Moines, IA
  • 05/2007 → 08/2018
    Sherwin-Williams
    North Liberty, Ia, Ames, Ia, West Des Moines, Ia, IA
  • 03/2020 → 05/2020
    Voya Financial Advisors, Inc.
    Des Moines, IA
  • 05/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2020 → Present
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 10/01/20 2) FINANCIAL INTEGRATORS, 4140 Grand Ave., Des Moines IA 50312, 01/2025, W2 EMPLOYEE, DBA NAME, INV REL, 180 HR/MO - 140 HR/MO TRADING. 3) IOWA PSYCHOLOGICAL FOUNDATION, 13375 University Ave, Ste 201, Clive IA 50325, 08/2025, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-09
  • S66 Uniform Combined State Law Examination
    2020-06-09
Designations
  • Certified Financial Planner

View on SEC IAPD

More in Des Moines, IA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor