Gary L Stern

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 11/2024
  Pruco Securities, Llc.
  Melville, NY
• 01/2006 → 03/2018
  Quotient
  Woodbury, NY
• 03/2018 → 08/2018
  Unemployed
  Woodbury, NY
• 11/2018 → Present
  Prudential Insurance Company Of America
  Melville, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Melville, NY

Previous Registrations

• 2021-06-07 → 2024-11-14
  Pruco Securities, Llc.
  Melville, NY
  Melville, NY

Other Businesses

1) 11/14/2024-Alphasights-Consultant-Outside/W-2 Employment-Not inv related-At New York, NY-Start date 01/02/2020-1hrs/mth-0hrs/mth during trading 2) 11/14/2024-Long Island Alzheimer's Association-Board Member-Non-Profit Board Member-Not inv related-At Melville, NY-Start date 09/10/2020-5hrs/mth-2hrs/mth during trading 3) 11/14/2024-GLG-Consultant-Outside/W-2 Employment-Not inv related-At New York, NY-Start date 09/19/2019-1hrs/mth-0hrs/mth during trading 4) 11/14/2024-Guidepoint-Consultant-Outside/W-2 Employment-Not inv related-At New York, NY-Start date 01/06/2020-1hrs/mth-0hrs/mth during trading 5) 06/18/2025-The Katz Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/18/2025-0hrs/mth-0hrs/mth during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-11-01