Erik John Johnson

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-05-09
RI	RA	APPROVED	2023-08-10

MA RA
APPROVED

Since 2024-05-09
RI RA
APPROVED

Since 2023-08-10

Branch Locations

2 Bank Street, Fall River, MA 02720 • United States

117 Metro Ctr Blvd Ste 2008, Warwick, RI 02886 • United States

1213 Purchase Street, New Bedford, MA 02740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securian Financial Services Inc	St. Paul	MN	08/2018	08/2023
Minnesota Life Insurance Co	St. Paul	MN	08/2018	08/2023
Pioneer Financial Group	Warwick	RI	08/2018	Present
Ef Cost Recovery	New Bedford Ma	MA	07/2017	07/2018
Adp	Warwick	RI	12/2013	06/2017
Cetera Wealth Services, Llc	Warwick	RI	08/2023	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/2023	Present

08/2018 → 08/2023

Securian Financial Services Inc

St. Paul, MN
08/2018 → 08/2023

Minnesota Life Insurance Co

St. Paul, MN
08/2018 → Present

Pioneer Financial Group

Warwick, RI
07/2017 → 07/2018

Ef Cost Recovery

New Bedford Ma, MA
12/2013 → 06/2017

Adp

Warwick, RI
08/2023 → Present

Cetera Wealth Services, Llc

Warwick, RI
08/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2018-10-25 → 2023-08-10

Securian Financial Services, Inc.

Warwick, RI

St. Paul, MN

Other Businesses

1) PIONEER FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2018 ADDRESS: , Warwick RI , United States DESCRIPTION: Agent/Broker 2) EJ PAJAMAS MUSIC POSITION: Singer NATURE: Children's Music Singer INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/14/2023 ADDRESS: 36 Normand Street, Dartmouth MA 02747, United States DESCRIPTION: Children's songs that I am posting on iTunes for potential sale. 3) NAME OF OTHER BUSINESS: BOYS AND GIRLS CLUB OF NEW BEDFORD; INVESTMENT RELATED: NO ; ADDRESS: 166 JENNEY STREET NEW BEDFORD, MA 02740; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RUN MONTHLY MEETING, HELP WITH CHARITABLE EVENTS, COMMUNICATING BETWEEN THE BOARD AND CLUB EMPLOYEES, HELPING MAKE DECISIONS FOR THE CLUB; 4) NAME OF OTHER BUSINESS: TOWN OF DARTMOUTH COUNCIL ON AGING BOARD; INVESTMENT RELATED: NO; ADDRESS: 628 DARTMOUTH STREET DARTMOUTH, MA 02747; NATURE OF BUSINESS: NON PROFIT; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 0.25; APX NUMBER OF HOURS DURING TRADING HOURS: 0.25; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, VOTE ON FUNCTIONS FOR THE COUNCIL, HELP SECURE FUNDING AND ESTABLISH COMMUNITY PROGRAMS; 5) NAME OF OTHER BUSINESS: LL BEANS FINANCIAL, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TAX ENTITY; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR TAX PURPOSES;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-18

S66 Uniform Combined State Law Examination

2018-10-18

Designations

View on SEC IAPD