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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-16 |
| TX | RA | APPROVED | 2024-12-16 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
515 Marin St Suite 320, Thousand Oaks, CA 91360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Newbury Park | CA | 08/2018 | 01/2019 |
| Lpl Financial, Llc | Thousand Oaks | CA | 01/2019 | 06/2025 |
| Bank Of America | Simi Valley | CA | 03/2011 | 08/2018 |
| Cornerstone Wealth Management, Llc | Newbury Park | CA | 04/2019 | 07/2023 |
| Wcg Wealth Advisors, Llc | Thousand Oaks | CA | 07/2023 | 12/2024 |
| Wealth Enhancement Group | Thousand Oaks | CA | 12/2024 | Present |
| Wealth Enhancement Advisory Services | Thousand Oaks | CA | 12/2024 | Present |
| Wealth Enhancement Brokerage Services | Thousand Oaks | CA | 12/2024 | Present |
Wealth Enhancement Group- Registered Investment Advisor - I provide investment advisory services through Wealth Enhancement Group, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. INV Related- At Reported Business Location(s)- Start date 09/01/2024- 160 Hours Per Month- 120 Hours During Trading Wealth Enhancement Group - Investment Related - Thousand Oaks, CA - Fixed Insurance - Financial Advisor - Start Date: 04/2019 - 5 Hours Spent Per Month, 5 Hours Spent During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-04 |
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