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447 Sutter St Suite 506 - 1493, San Francisco, CA 94108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-02-08 |
| NC | RA | APPROVED | 2023-08-23 |
| MA | RA | APPROVED | 2022-09-26 |
| IL | RA | APPROVED | 2022-07-11 |
| WA | RA | APPROVED | 2022-03-18 |
| NY | RA | APPROVED | 2021-08-19 |
| NJ | RA | APPROVED | 2021-06-04 |
| TX | RA | APPROVED | 2021-05-11 |
| CA | RA | APPROVED | 2018-09-10 |
Branch Locations
447 Sutter St Suite 506 - 1493, San Francisco, CA 94108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oui Financial | San Francisco | CA | 04/2018 | Present |
| Fitbit | San Francisco | CA | 10/2014 | 05/2018 |
| Bluegrasshopper | San Francisco | CA | 11/2024 | Present |
1) Name: Alphathena, Investment-related, 4320 Winfield Road, Suite 200 Warrenville, IL, 60555, Nature of Business: Direct indexing platform, Title: Advisor/Client, Start Date: 09/2023, 1-2 hours per week, Duties: Feedback on the User Interface, recommendations on new features, help talking to VCs 2) Name: Seeds Investor, Investment-related, 43 West, 23rd Street · 4th Floor · New York, NY 10010, Nature of Business: Marketing/ Lead platform, Title: Advisor/Client, Start Date: 04/2023, 2 hours per month, Duties: Feedback on the product, recommendations on new features 3) Name: Habits, Not Investment-related, 312 E 10th St · Indianapolis, IN 46202-3316, Nature of Business: Marketing/ Lead platform, Title: Advisor/Client, Start Date: 04/2023, 2 hours per month, Duties: Feedback on the product, recommendations on new features 4) Name: Zocks, Not Investment-related, 548 Market St PMB 69528, San Francisco, CA 94104-5401, Nature of Business: AI meeting script platform, Title: Advisor/Client, Start Date: 06/2023, 2 hours per month, Duties: Feedback on the product, recommendations on new features 5) Name: One Advisory, Not Investment-related, Miami, FL, Nature of Business: Integration platform, Title: Advisor, Start Date: 01/2023, 2 hours per month, Duties: Feedback on the product, recommendations on new features 6) Name: Blue Grasshopper (BGH), Not Investment-related, FL, Nature of Business: Blue Grasshopper is a financial technology platform providing tools and guidance to optimize retirement investments, Duties: product development, strategy, and marketing, 15-20 hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-06 |
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