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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-01-30 |
| TX | RA | APPROVED | 2026-01-30 |
Branch Locations
100 Conifer Hill Drive Unit 307, Danvers, MA 01923-1168 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Salem Five Bank | Beverly | MA | 06/2013 | 09/2018 |
| Commonwealth Financial Network | Waltham | MA | 09/2018 | 12/2018 |
| Eaton Vance Management | Boston | MA | 12/2018 | 01/2020 |
| Eaton Vance Distributors, Inc. | Boston | MA | 12/2018 | 01/2020 |
| Eaton Vance Distributors, Inc. | Boston | MA | 01/2020 | 02/2020 |
| Eaton Vance Management | Boston | MA | 01/2020 | 02/2020 |
| Eaton Vance Management | Boston | MA | 02/2020 | 05/2024 |
| Eaton Vance Distributors, Inc. | Boston | MA | 02/2020 | 05/2024 |
| Commonwealth Financial Network | Danvers | MA | 05/2024 | 01/2026 |
| Ledgewood Financial | Danvers | MA | 05/2024 | 01/2026 |
| Ameriprise Financial Services Llc | Danvers | MA | 01/2026 | Present |
Board of Directors; North Shore Chamber of Commerce Emerging Leaders; Emerging Leaders Leadership Team; 500 Cummings Center, Suite 1700, Beverly, MA, 01915; Not Investment-Related; 05/28/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Ledgewood Financial Inc.; I am a financial advisor and w2 employee within the business. I am not an owner of the business; Manage advisory business; 100 Conifer Hill Drive, Suite 307, Danvers, MA, 01923; Investment-Related; 02/02/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-24 |
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