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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-04-06 |
| WA | RA | APPROVED | 2019-05-30 |
| TX | RA | APPROVED | 2019-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vancouver | WA | 10/2008 | Present |
I*1781272, Entity Type: Name of OBA: Rental Property 1 Address: San Tan Valley, Arizona, 85140, Investment Related: No Position, Title, Association: Sole owner, Employee Start Date: 04.01.2023, No Hours: 6 hrs/annually, No Hours during trading: 0, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-16 |
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