Jennifer Mieko Chinn Nakagaki

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 12/2021
  Fidelity Brokerage Services Llc
  Dublin, CA
• 05/2016 → 07/2018
  Courtyard By Marriott
  San Ramon, CA
• 12/2021 → 03/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 03/2025 → Present
  Rbc Capital Markets, Llc
  San Francisco, CA

Previous Registrations

• 2022-02-14 → 2025-03-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  San Francisco, CA
• 2020-09-24 → 2021-12-07
  Fidelity Personal And Workplace Advisors
  Dublin, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-25
• S63 Uniform Securities Agent State Law Examination
  2019-04-26