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Lisa L. Miller

Ubs Financial Services Inc.

Brea, CA

Meridian, ID

Anaheim, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2020-03-19
TX RA APPROVED_RES 2014-02-11
CA RA APPROVED 2005-06-16
  • ID RA
    APPROVED
    Since 2020-03-19
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • CA RA
    APPROVED
    Since 2005-06-16

Branch Locations

135 S. State College Blvd Suite 650, Brea, CA 92821 • United States

Meridian, ID • United States

Anaheim, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Brea CA 11/2013 Present
Other Businesses

Robert Miller Lisa Miller Trustees of Miller Family Trust / Leasing / 3890 E. Kingsbridge Street Meridian,ID 83642 / No/ Active / Start Date 7/1/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-15
  • S66 Uniform Combined State Law Examination
    2005-06-15
Other Names
  • Lisa Miller

View on SEC IAPD

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