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Gordon Scott Wells

Capital Client Group, Inc.

Cherry Hill, NJ

Los Angeles, CA

CRD 7003221

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-07
  • CA RA
    APPROVED
    Since 2022-01-07

Branch Locations

Cherry Hill, NJ • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Olaf College Northfield MN 08/2014 08/2018
Target Burnsville MN 06/2017 08/2017
American Funds San Antonio TX 08/2018 04/2020
St. Olaf College Northfield MN 08/2014 05/2018
American Funds San Antonio TX 04/2020 01/2021
American Funds San Antonio TX 01/2021 01/2022
American Funds San Antonio TX 01/2022 04/2023
American Funds San Antonio TX 04/2023 Present
  • 08/2014 → 08/2018
    St. Olaf College
    Northfield, MN
  • 06/2017 → 08/2017
    Target
    Burnsville, MN
  • 08/2018 → 04/2020
    American Funds
    San Antonio, TX
  • 08/2014 → 05/2018
    St. Olaf College
    Northfield, MN
  • 04/2020 → 01/2021
    American Funds
    San Antonio, TX
  • 01/2021 → 01/2022
    American Funds
    San Antonio, TX
  • 01/2022 → 04/2023
    American Funds
    San Antonio, TX
  • 04/2023 → Present
    American Funds
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-05
S63 Uniform Securities Agent State Law Examination 2019-03-01
  • S65 Uniform Investment Adviser Law Examination
    2019-08-05
  • S63 Uniform Securities Agent State Law Examination
    2019-03-01

View on SEC IAPD

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