Best Investors Account Sign in

Anthony Kisang Cha

Northwestern Mutual Investment Services, LLC

Campbell, CA

Claim This Profile
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2006-05-23
  • CA RA
    APPROVED
    Since 2006-05-23

Branch Locations

1919 S Bascom Ave Suite 350, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc San Jose CA 05/2006 Present
Dan Madsen San Jose CA 01/2008 01/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2008 02/2025
Carter Dean Insurance Services, Llc San Jose CA 01/2025 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2025 Present
  • 05/2006 → Present
    Northwestern Mutual Investment Services, Llc
    San Jose, CA
  • 01/2008 → 01/2025
    Dan Madsen
    San Jose, CA
  • 01/2008 → 02/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2025 → Present
    Carter Dean Insurance Services, Llc
    San Jose, CA
  • 02/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-23
  • S66 Uniform Combined State Law Examination
    2005-08-23
Other Names
  • Anthony Kisang Cha
  • Cha

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
MONTAGE CAPITAL
LPL FINANCIAL LLC
BEACON POINTE ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
PRIVATE ADVISOR GROUP, LLC
PARK AVENUE SECURITIES LLC
FELLOWS FUND MANAGEMENT LLC

Other Investors

CHIOU-PYING CHENG
ANTONIO JOSE DEL CASTILLO
TOMOKO KOYAMA
LAN JIN
RICHARD ABARCA
DAVID WEI-JENG CHEN
RASHMINA LALANI
DAVID NGUYEN

Other Offices

STRATEGIC ADVISERS LLC · CAMPBELL, CA
MONTAGE CAPITAL · CAMPBELL, CA
LPL FINANCIAL LLC · CAMPBELL, CA
BEACON POINTE ADVISORS, LLC · CAMPBELL, CA
CETERA INVESTMENT ADVISERS LLC · CAMPBELL, CA
PRIVATE ADVISOR GROUP, LLC · Campbell, CA
BEACON POINTE ADVISORS, LLC · Campbell, CA
BEACON POINTE ADVISORS, LLC · Campbell, CA

More in Campbell, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor