Inactive

Robert Thomas Machado

Compass Rose Financial Planning & Investment Management

Palm Springs, CA

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Current Employers

Compass Rose Financial Planning & Investment Management

333 North Palm Canyon Drive Suite 112A, Palm Springs, CA 92262 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-06-20

CA RA
APPROVED

Since 2018-06-20

Branch Locations

333 North Palm Canyon Drive Suite 112A, Palm Springs, CA 92262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Compass Rose Financial Planning, Inc.	Palm Springs	CA	07/2007	Present

07/2007 → Present

Compass Rose Financial Planning, Inc.

Palm Springs, CA

Previous Registrations

2010-10-18 → 2013-12-31

Compass Rose Financial Planning & Investment Management

Palm Springs, CA
2006-02-16 → 2006-08-15

Lpl Financial Llc

San Rafael, CA
2005-06-27 → 2006-02-03

Ameriprise Financial Services, Llc

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-24

S66 Uniform Combined State Law Examination

2005-06-24

Designations

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC

TCP ASSET MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

U.S. BANCORP ADVISORS, LLC

PNC WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

Other Investors

MELY RAMORAN-HUGHES

JENNIFER LYNNE MIRANDA

Michael B. Borders

Daniel Bennett Goldman Levine

Alexa Vanessa Lawson

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PALM SPRINGS, CA

TCP ASSET MANAGEMENT, LLC · Palm Springs, CA

EDWARD JONES · PALM SPRINGS, CA

J.P. MORGAN SECURITIES LLC · PALM SPRINGS, CA

U.S. BANCORP ADVISORS, LLC · Palm Springs, CA

PNC WEALTH MANAGEMENT LLC · PALM SPRINGS, CA

EDWARD JONES · PALM SPRINGS, CA

LPL FINANCIAL LLC · PALM SPRINGS, CA

More in Palm Springs, CA

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