Thomas Tanner

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 01/2022
  Transamerica Financial Advisors, Inc
  Nashville, TN
• 08/2017 → 01/2022
  World Financial Group, Inc.
  Nashville, TN
• 08/2015 → 08/2017
  T&B Designs
  Oxnard, CA
• 01/2017 → 12/2021
  T&B Designs Jewelry
  Oxnard, CA
• 07/2021 → Present
  Notary Public
  Ooltewah, TN
• 01/2022 → Present
  Osaic Wealth, Inc.
  Ooltewah, TN

Previous Registrations

• 2020-10-20 → 2022-02-01
  Transamerica Financial Advisors, Llc
  Moorpark, CA
  Murfreesboro, TN

Other Businesses

1. SOUTHERN FINANCIAL CONSULTANTS, INC. POSITION: Registered Investment Advisor NATURE: Broker/Investment Advisor/Securities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2022 ADDRESS: 1706 Buttonwood Loop, Chattanooga TN 37421, United States DESCRIPTION: I provide comprehensive financial planning, advice, and investment management for clients. 2. ALLEGIS POSITION: Life and Health Agent NATURE: Life and Health Agent through Allegis. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 1706 Buttonwood Loop, Chattanooga TN 37421, United States DESCRIPTION: I provide Life Insurance and Fixed Annuities for clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-10-19
• S63 Uniform Securities Agent State Law Examination
  2018-11-06

Other Names

• Thomas David Swankosky