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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-10-22
NE RA APPROVED 2018-12-04
SD RA APPROVED 2018-12-04
IA RA APPROVED 2018-12-03
  • MO RA
    APPROVED
    Since 2024-10-22
  • NE RA
    APPROVED
    Since 2018-12-04
  • SD RA
    APPROVED
    Since 2018-12-04
  • IA RA
    APPROVED
    Since 2018-12-03

Branch Locations

109 S Main St, Holstein, IA 51025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Dakota Dunes SD 04/2013 10/2024
State Farm Insurance Dakota Dunes SD 04/2013 10/2024
Brad Griffin Insurance Agency Holstein IA 10/2024 Present
State Farm Investment Management Corp Holstein IA 10/2024 Present
State Farm Vp Management Corp Holstein IA 10/2024 Present
  • 04/2013 → 10/2024
    State Farm Vp Management Corp
    Dakota Dunes, SD
  • 04/2013 → 10/2024
    State Farm Insurance
    Dakota Dunes, SD
  • 10/2024 → Present
    Brad Griffin Insurance Agency
    Holstein, IA
  • 10/2024 → Present
    Holstein, IA
  • 10/2024 → Present
    State Farm Vp Management Corp
    Holstein, IA
Other Businesses

1) Brad Griffin's Insurance Agency; Investment-related; 109 S Main St Holstein, IA 51025; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/1/2024; 80; 80; Service customers and supervise employees 2) Western Iowa Technical College; non-investment-related; 4647 Stone Ave Sioux City, IA 51106; Association/Committee/Council; Board member; none; 12/1/2023; 4; 0; Committee: Regional Community College

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-03
S63 Uniform Securities Agent State Law Examination 2005-04-06
  • S65 Uniform Investment Adviser Law Examination
    2018-12-03
  • S63 Uniform Securities Agent State Law Examination
    2005-04-06
Other Names
  • Brad Griffin

View on SEC IAPD

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