Jose Rivas Espinoza

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-08-08
TX	RA	APPROVED	2025-08-07

Branch Locations

1836 Fruitville Rd, Sarasota, FL 34236 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc	Orlando	FL	08/2018	08/2019
At&T	Orlando	FL	05/2016	08/2018
Axa Advisors/Equitable Advisors, Llc	Orlando	FL	01/2020	06/2020
University Of Central Florida	Orlando	FL	05/2014	08/2018
ETrade Capital Management Llc/ETrade Securities Llc	Winter Park	FL	06/2020	11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tampa	FL	11/2022	07/2025
Bank Of America, N.A.	Tampa	FL	11/2022	07/2025
Jpmorgan Chase Bank, N.A.	Sarasota	FL	08/2025	Present
J.P. Morgan Securities Llc	Sarasota	FL	08/2025	Present
Morgan Stanley	Winter Park	FL	06/2020	11/2022
Unemployed	Orlando	FL	09/2019	12/2019

08/2018 → 08/2019

Charles Schwab & Co., Inc

Orlando, FL
05/2016 → 08/2018

At&T

Orlando, FL
01/2020 → 06/2020

Axa Advisors/Equitable Advisors, Llc

Orlando, FL
05/2014 → 08/2018

University Of Central Florida

Orlando, FL
06/2020 → 11/2022

E*Trade Capital Management Llc/E*Trade Securities Llc

Winter Park, FL
11/2022 → 07/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL
11/2022 → 07/2025

Bank Of America, N.A.

Tampa, FL
08/2025 → Present

Jpmorgan Chase Bank, N.A.

Sarasota, FL
08/2025 → Present

J.P. Morgan Securities Llc

Sarasota, FL
06/2020 → 11/2022

Morgan Stanley

Winter Park, FL
09/2019 → 12/2019

Unemployed

Orlando, FL

2023-01-09 → 2025-08-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL
2020-06-25 → 2022-11-01

Harrisdirect Llc

Arlington, VA

Altamonte Springs, FL

Winter Park, FL
2020-01-28 → 2020-06-16

Equitable Advisors, Llc

Orlando, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-28
S63	Uniform Securities Agent State Law Examination	2018-10-29

Other Firms