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Mary A Decola

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Raleigh, NC

CRD 7002529

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-10
TX RA APPROVED 2023-03-09
  • NC RA
    APPROVED
    Since 2023-03-10
  • TX RA
    APPROVED
    Since 2023-03-09

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 12/2021 Present
Bank Of America Raleigh NC 08/2005 08/2021
Bank Of America Raleigh NC 08/2021 12/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-04
  • S66 Uniform Combined State Law Examination
    2023-03-04
Other Names
  • Mary Ashworth Decola
  • Mary Stephanie Ashworth

View on SEC IAPD

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