Samuel Stothoff

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 11/2019
  The Vanguard Group, Inc.
  Charlotte, NC
• 09/2014 → 05/2016
  Hedges On Broad
  Athens, GA
• 05/2016 → 12/2016
  Vito's Cafe
  Cockeysville, MD
• 02/2017 → 05/2018
  Clarke's Standard
  Athens, GA
• 05/2018 → 07/2018
  Vito's Cafe
  Cockeysville, MD
• 08/2014 → 05/2018
  University Of Georgia
  Athens, GA
• 05/2017 → 09/2017
  Corrigan Sports Enterprises
  Columbia, MD
• 08/2016 → 12/2016
  John Cabot University
  Rome
• 08/2019 → Present
  Self-Employed
  Charlotte, NC
• 12/2019 → Present
  Ubs Financial Services Inc.
  Weehawken, NJ

Other Businesses

NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED: ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: CONTRACTED WALKER FOR WAG POSITION: DOG WALKER START DATE: 08/2019 APPROX. HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CONTRACTED WALKER FOR WAG Wag! / United States / 55 Francisco St, San Francisco, CA 94133 / Company / Dog walking app similar to uber / I walk dogs through the app and get paid per walk / Extra Income on the side / https://wagwalking.com/ / Start Date 9/1/2019

Exams

• S66 Uniform Combined State Law Examination
  2020-01-13
• S63 Uniform Securities Agent State Law Examination
  2018-10-17

Other Names

• Samuel Mcclary Stothoff
• Samuel Stothoff