Arthur Gordon Warden

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-06-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Drew University	Madison	NJ	09/2014	08/2018
Axa Advisors, Llc	New York	NY	09/2018	06/2020
Equitable Advisors, Llc	New York	NY	09/2018	01/2022
E*Trade Securities Llc	Morristown	NJ	01/2022	04/2022
E*Trade Capital Management Llc	Morristown	NJ	01/2022	04/2022
E*Trade Securities Llc	Morristown	NJ	04/2022	08/2023
E*Trade Securities Llc	Morristown	NJ	04/2022	08/2023
Morgan Stanley	Morristown	NJ	03/2023	08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bedminster	NJ	09/2023	05/2024
Bank Of America, N.A.	Bedminster	NJ	10/2023	05/2024
Equitable Advisors, Llc	New York	NY	06/2024	Present

09/2014 → 08/2018

Drew University

Madison, NJ
09/2018 → 06/2020

Axa Advisors, Llc

New York, NY
09/2018 → 01/2022

Equitable Advisors, Llc

New York, NY
01/2022 → 04/2022

E*Trade Securities Llc

Morristown, NJ
01/2022 → 04/2022

E*Trade Capital Management Llc

Morristown, NJ
04/2022 → 08/2023

E*Trade Securities Llc

Morristown, NJ
04/2022 → 08/2023

E*Trade Securities Llc

Morristown, NJ
03/2023 → 08/2023

Morgan Stanley

Morristown, NJ
09/2023 → 05/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bedminster, NJ
10/2023 → 05/2024

Bank Of America, N.A.

Bedminster, NJ
06/2024 → Present

Equitable Advisors, Llc

New York, NY

2023-10-24 → 2024-06-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bedminster, NJ
2022-01-24 → 2023-08-18

Harrisdirect Llc

Morristown, NJ

Arlington, VA
2018-12-18 → 2022-02-01

Equitable Advisors, Llc

Flanders, NJ

Woodbridge, NJ

Morristown, NJ

Roxbury Gales Youth Lacrosse, Volunteer coach, Coaching lacrosse, 72 Eyland Ave, Sussucca, NJ 07876, 16 HRS PER MO, Start Date: 06/06/2016;

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-13

Other Firms