Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-02 |
| CO | RA | APPROVED | 2026-01-02 |
| FL | RA | APPROVED | 2026-01-02 |
| IL | RA | APPROVED | 2026-01-02 |
| MI | RA | APPROVED | 2026-01-02 |
| LA | RA | APPROVED | 2025-11-03 |
| NC | RA | APPROVED | 2025-05-23 |
| PA | RA | APPROVED | 2025-03-19 |
| NY | RA | APPROVED | 2025-03-18 |
| VA | RA | APPROVED | 2024-11-06 |
| GA | RA | APPROVED | 2024-09-18 |
| NH | RA | APPROVED | 2023-10-05 |
| TX | RA | APPROVED | 2023-06-28 |
Branch Locations
3040 Post Oak Blvd Suite 1150, Houston, TX 77056 • United States
Richmond, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2018 | 07/2022 |
| Citadel Llc | Chicago | IL | 02/2013 | 05/2017 |
| Unemployed | Richmond | TX | 06/2017 | 04/2018 |
| Healthmarkets Insurance Agency | North Richland Hills | TX | 05/2018 | 07/2022 |
| Northwestern Mutual Investment Services Llc | Houston | TX | 09/2018 | 07/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2020 | 07/2022 |
| Guardian Life Insurance Company | Houston | TX | 07/2022 | Present |
| Park Avenue Securities | Houston | TX | 07/2022 | Present |
| Guardian Life Insurance Company | Richmond | TX | 06/2024 | Present |
| Park Avenue Securities | Richmond | TX | 06/2024 | Present |
1) Ash Brokerage- broker, Nature of Business: Used to sell life insurance and annuities, Start date: 08/23/2022, Address: 3040 Post Oak Blvd Suite 1150 Houston TX 77056, Duties: Insurance other than Guardian 1 total hour per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-28 |
Reach out to this advisor