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Lance C Steiner

Waverly Advisors, LLC

Birmingham, AL

Dayton, OH

CRD 7001942

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Employer firm

Waverly Advisors, LLC CRD 115332

$29.9B regulatory AUM 69 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-08
  • OH RA
    APPROVED
    Since 2024-11-08

Branch Locations

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

6856 Loop Rd., Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckingham & Company Dayton OH 07/2013 03/2025
Waverly Advisors, Llc Dayton OH 11/2024 Present
  • 07/2013 → 03/2025
    Buckingham & Company
    Dayton, OH
  • 11/2024 → Present
    Waverly Advisors, Llc
    Dayton, OH
Previous Registrations
  • 2018-08-15 → 2025-03-17
    Buckingham Capital Management, Inc.
    Dayton, OH
  • 2018-08-15 → 2025-03-06
    Buckingham Financial Group, Inc.
    Dayton, OH
Designations
  • Certified Financial Planner

View on SEC IAPD

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