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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-05 |
| NY | RA | APPROVED | 2023-06-29 |
Branch Locations
Delray Beach, FL • United States
6 Executive Park Drive Suite A, Clifton Park, NY 12065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock | Princeton | NJ | 05/2018 | 08/2018 |
| Blackrock Investments Llc | Boston | MA | 08/2018 | 03/2023 |
| University Of Delaware | Newark | DE | 08/2014 | 05/2018 |
| Extended Travel | Delray Beach | FL | 04/2023 | 05/2023 |
| Capobianco & Associates, Llc / Capobianco Financial Advisors | Clifton Park | NY | 05/2023 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Hideaway Llc | Saratoga Springs | NY | 07/2026 | Present |
1. NAME OF OTHER BUSINESS: CAPOBIANCO & ASSOCIATES, LLC / CAPOBIANCO FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2023 POSITION/TITLE/RELATIONSHIP: EMPLOYEE (REGISTERED PROFESSIONAL) APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: REGISTERED PROFESSIONAL SUPPORTING ANTHONY CAPOBIANCO, PRINCIPAL; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2023; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: HIDEAWAY LLC; INVESTMENT RELATED: NO; ADDRESS: 35 GRACE MOORE RD, SARATOGA SPRINGS, NY 12866; NATURE OF BUSINESS: GOLF COURSE; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: HOSTESS; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SEAT GUESTS, MAKE RESERVATIONS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-01 |
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