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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-11-17 |
| TX | RA | APPROVED | 2025-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2019 | 09/2020 |
| C.J. Barrymore's Entertainment | Clinton Township | MI | 06/2012 | 06/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2019 | 09/2020 |
| Fox Chase Capital Partners, Llc | Springfield | NJ | 02/2021 | 04/2023 |
| Ascendant Alternative Strategies, Llc | New York | NY | 09/2020 | 02/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2023 | 11/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2023 | 11/2025 |
| J.P. Morgan Securities Llc | Roseville | MI | 11/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Roseville | MI | 11/2025 | Present |
| North American Financial Services | Mt Clemens | MI | 05/2023 | 11/2025 |
| Kensington Investment Distributors | Austin | TX | 09/2020 | 04/2023 |
| North American Financial Services | Mt Clemens | MI | 08/2019 | 09/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-11 |
| S66 | Uniform Combined State Law Examination | 2020-06-05 |
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