James Cornell

$51.7B regulatory AUM

Reported services (Item 5G)

Portfolio management (investment companies)
Selection of other advisers
AN EMPLOYEE OF AN AFFILIATE IS CONTRACTED W/ CNBC MEDIA AS HOST OR GUEST PROVIDING MARKET COMMENTARY.

From the firm’s Form ADV. Read the guides:

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2022-10-18

Branch Locations

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Brighthouse Financial	Charlotte	NC	07/2018	04/2020
Unemployed	Auburn	AL	01/2018	07/2018
Auburn University Athletics	Auburn	AL	04/2016	12/2017
Invesco	Atlanta	GA	04/2020	05/2021
Unemployed	Atlanta	GA	07/2021	07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	08/2021	09/2022
Bank Of America	Atlanta	GA	08/2021	09/2022
Virtus Investment Partners	Atlanta	GA	10/2022	Present
Vp Distributors Llc	Atlanta	GA	10/2022	Present

07/2018 → 04/2020

Brighthouse Financial

Charlotte, NC
01/2018 → 07/2018

Unemployed

Auburn, AL
04/2016 → 12/2017

Auburn University Athletics

Auburn, AL
04/2020 → 05/2021

Invesco

Atlanta, GA
07/2021 → 07/2021

Unemployed

Atlanta, GA
08/2021 → 09/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA
08/2021 → 09/2022

Bank Of America

Atlanta, GA
10/2022 → Present

Virtus Investment Partners

Atlanta, GA
10/2022 → Present

Vp Distributors Llc

Atlanta, GA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-25
S63	Uniform Securities Agent State Law Examination	2018-12-21

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