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Bradley Samuel Smith

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-11-15
  • SC RA
    APPROVED
    Since 2021-11-15

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 09/2018 12/2019
North Carolina General Assembly Raleigh NC 08/2017 02/2018
North Carolina State University Raleigh NC 08/2014 05/2018
Unemployed Danville VA 05/2018 09/2018
Ubs Financial Services Inc Charlotte NC 01/2020 11/2021
Lpl Financial Llc Fort Mill SC 11/2021 Present
  • 09/2018 → 12/2019
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2017 → 02/2018
    North Carolina General Assembly
    Raleigh, NC
  • 08/2014 → 05/2018
    North Carolina State University
    Raleigh, NC
  • 05/2018 → 09/2018
    Unemployed
    Danville, VA
  • 01/2020 → 11/2021
    Ubs Financial Services Inc
    Charlotte, NC
  • 11/2021 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-04
S63 Uniform Securities Agent State Law Examination 2018-11-14
  • S66 Uniform Combined State Law Examination
    2020-02-04
  • S63 Uniform Securities Agent State Law Examination
    2018-11-14
Other Names
  • Bradley Smith

View on SEC IAPD

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WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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