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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-03-08 |
| TX | RA | APPROVED | 2021-03-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 09/2018 | Present |
| James Madison University | Harrisonburg | VA | 08/2014 | 05/2018 |
| Aramark At James Madison | Harrisonburg | VA | 08/2015 | 11/2016 |
| Lowe's Home Improvement | Harrisonburg | VA | 05/2017 | 06/2018 |
| Waterbean Coffee | Charlotte | NC | 06/2018 | 09/2018 |
| Hantzmon Wiebel Llp | Charlottesville | VA | 07/2017 | 08/2017 |
Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-16 |
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