Best Investors Account Sign in

Jazlynn Julia Sally Torres

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7000993

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-03-08
TX RA APPROVED 2021-03-08
  • NC RA
    APPROVED
    Since 2021-03-08
  • TX RA
    APPROVED
    Since 2021-03-08

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 09/2018 Present
James Madison University Harrisonburg VA 08/2014 05/2018
Aramark At James Madison Harrisonburg VA 08/2015 11/2016
Lowe's Home Improvement Harrisonburg VA 05/2017 06/2018
Waterbean Coffee Charlotte NC 06/2018 09/2018
Hantzmon Wiebel Llp Charlottesville VA 07/2017 08/2017
  • 09/2018 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2014 → 05/2018
    James Madison University
    Harrisonburg, VA
  • 08/2015 → 11/2016
    Aramark At James Madison
    Harrisonburg, VA
  • 05/2017 → 06/2018
    Lowe's Home Improvement
    Harrisonburg, VA
  • 06/2018 → 09/2018
    Waterbean Coffee
    Charlotte, NC
  • 07/2017 → 08/2017
    Hantzmon Wiebel Llp
    Charlottesville, VA
Other Businesses

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-03
S63 Uniform Securities Agent State Law Examination 2018-11-16
  • S66 Uniform Combined State Law Examination
    2021-03-03
  • S63 Uniform Securities Agent State Law Examination
    2018-11-16
Other Names
  • Jazlynn Le
  • Jazlynn Julia Sally Le
  • Jazlynn Torres

View on SEC IAPD

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor