Joseph Stewart Bradley

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-24
SC	RA	APPROVED	2019-02-05

TX RA
APPROVED_RES

Since 2024-01-24
SC RA
APPROVED

Since 2019-02-05

Branch Locations

955 Tiger Blvd, Clemson, SC 29631 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Greenville	SC	09/2015	Present
Usc Upstate	Spartanburg	SC	08/2016	01/2017
Clemson University	Clemson	SC	01/2017	08/2018

09/2015 → Present

Wells Fargo Clearing Services, Llc

Greenville, SC
08/2016 → 01/2017

Usc Upstate

Spartanburg, SC
01/2017 → 08/2018

Clemson University

Clemson, SC

Other Businesses

ABOVE THE KITCHEN LLC; INV RELATED; BELTON; SC; 100% OWNERSHIP; START 04/01/2024; 8 HOURS PER MONTH; 0 HUORS DURING TRADING; PHONE APP TO MAKE CHECK LIST FOR USE AT HOME OR AT GROCERY STORE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-06

S66 Uniform Combined State Law Examination

2018-11-06

Other Names

Joe Bradley
Joseph Bradley

View on SEC IAPD